Broker Check

Investment Management

Helping you preserve and grow your assets as you pursue the goals that are most important to you, your family or your business is the very core of our investment philosophy. As independent advisors, we have access to a full array of non-proprietary financial products, resources and investment research used to develop your customized investment strategy.

Strategic Investment Strategies

Our team approach to investment advisory and wealth management services aims to ensure you benefit not only from our collective experience, but the many perspective and specialized knowledge our individual team members bring in constructing and managing your portfolio. We create an investment strategy1 tailored to your specific objectives that seeks to ensure your assets are strategically allocated, diversified and managed over time, based on your needs, goals, and risk tolerance.

An Emphasis on Due Diligence

LPL Financial’s open-architecture investment platform and stringent due diligence provide us with access to a universe of top industry talent to select among in constructing our model portfolios. The LPL Financial Research team employs a strict, highly disciplined investment manager screening process that results in a recommended list of select, leading industry separate account managers. Managers on the recommended list must continue to meet strict criteria over time to remain on the list.

We have access to a full array of financial products and services as we work with you to help ensure your assets are strategically allocated, diversified and managed:

Cash & Banking Solutions

  • Insured Cash Accounts
  • Money Market Sweep Programs
  • Premier Plus Check Writing
  • Margin Capabilities
  • Security Based Lines of Credit
  • LPL Financial Visa Credit Cards

Fixed Income Securities

  • Brokered Certificates of Deposit
  • Corporate Bonds
  • Municipal Bonds
  • Treasuries, CMO, & Agencies
  • Structured Income Products
  • Exchange Traded Notes
  • Fixed and Immediate Annuities

Equity & Alternative Investments

  • Individual Stocks
  • Mutual Funds
  • Exchange Traded Funds
  • Closed-ended Funds
  • Unit Investment Trusts
  • Variable Annuities
  • Real Estate Investment Trusts
  • Business Development Companies


You’ve made investments your whole life. Work with us to help make the most of them.
Learn More
Comparing Investments

Comparing Investments

This calculator compares the net gain of a taxable investment versus a tax-favored one.
Learn More

Tax Strategies

Nearly all financial decisions have tax ramifications. Tax liabilities associated with income, estate, gift and real estate taxes, among others, can take a toll on your wealth. Our team of experienced professionals can help coordinate the various aspects of your financial plan to manage tax-efficient strategies in line with working toward your overall financial goals.

We are always happy to work with your CPA or other tax professionals, or refer you to professionals we work with on a regular basis. This can help to ensure your tax planning needs are fully addressed across all aspects of your finances, including year-end planning and estate planning.

No strategy including asset allocation or diversification ensures a profit or protects against loss. Investing involves risk including possible loss of principal. Past performance is no guarantee of future results.

Alternative Investment Strategies include hedge fund strategies, managed futures vehicles, structured products, equipment leasing partnerships, real estate investment trusts (REITs), and oil and gas partnerships.

Tax services are not offered by LPL Financial or The Point Financial Group. You are under no obligation to use any professional referrals provided to you.